RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS (12 CFR 12)

ICR 198906-1557-001

OMB: 1557-0188

Federal Form Document

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ICR Details
1557-0188 198906-1557-001
Historical Active
TREAS/OCC
RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS (12 CFR 12)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 08/16/1989
Retrieve Notice of Action (NOA) 06/09/1989
  Inventory as of this Action Requested Previously Approved
08/31/1992 08/31/1992
1 0 0
1 0 0
0 0 0

REQUIREMENT PROVIDES RECORD OF INFORMATION RELEVANT TO PURCHASE OR SAL OF SECURITY BY NATIONAL BANK OR ITS TRUST DEPARTMENT FOR A CUSTOMER.

None
None


No

1
IC Title Form No. Form Name
RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS (12 CFR 12)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 0 0 1 0 0
Annual Time Burden (Hours) 1 0 0 1 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/09/1989


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