NOTICE BY FINANCIAL INSTITUTIONS OF GOVERNMENT SECURITIES BROKER OR GOVERNMENT SECURITIES DEALER ACTIVITIES, & NOTICE BY FINANCIAL INSTITUTIONS OF TERMINATION OF ACTIVITIES, ...

ICR 198906-7100-082

OMB: 7100-0224

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
7100-0224 198906-7100-082
Historical Active 198904-7100-026
FRS
NOTICE BY FINANCIAL INSTITUTIONS OF GOVERNMENT SECURITIES BROKER OR GOVERNMENT SECURITIES DEALER ACTIVITIES, & NOTICE BY FINANCIAL INSTITUTIONS OF TERMINATION OF ACTIVITIES, ...
No material or nonsubstantive change to a currently approved collection   No
Emergency 06/06/1989
Approved with change 06/06/1989
Retrieve Notice of Action (NOA) 06/06/1989
  Inventory as of this Action Requested Previously Approved
06/30/1990 06/30/1990 06/30/1990
50 0 50
50 0 50
0 0 0

THE GOVERNMENT SECURITIES ACT OF 1986 REQUIRES ALL FINANCIAL INSTITUTIONS THAT ACT AS GOVERNMENT SECURITIES BROKERS AND DEALERS TO NOTIFY DESIGNATED FEDERAL REGULATORY AGENCIES OF THEIR BROKER-DEALER ACTIVITIES, UNLESS EXEMPTED FROM THE NOTICE REQUIREMENT BY TREASURY DEPARTMENT REGULATION. THESE FORMS ARE DEVELOPED TO MEET THE

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 50 50 0 0 0 0
Annual Time Burden (Hours) 50 50 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/06/1989


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