REPORT ON INCOME AND EXPENSES. RULE 17A-10 (17 CFR 240.17A-10)

ICR 199101-3235-013

OMB: 3235-0122

Federal Form Document

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Status
No forms / supporting documents in this ICR. Check IC Document Collections.
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ICR Details
3235-0122 199101-3235-013
Historical Active 198710-3235-023
SEC
REPORT ON INCOME AND EXPENSES. RULE 17A-10 (17 CFR 240.17A-10)
Reinstatement with change of a previously approved collection   No
Regular
Approved without change 04/22/1991
Retrieve Notice of Action (NOA) 01/23/1991
  Inventory as of this Action Requested Previously Approved
02/28/1994 02/28/1994
7,000 0 0
7,000 0 0
0 0 0

RULE 17A-10 WAS ADOPTED IN 1968, THE RULE WAS DESIGNED TO OBTAIN ECONOMIC AND STATISTICAL DATA NECESSARY FOR AN ONGOING ANALYSIS OF THE SECURITIES INDUSTRY.

None
None


No

1
IC Title Form No. Form Name
REPORT ON INCOME AND EXPENSES. RULE 17A-10 (17 CFR 240.17A-10) 17 CFR, 240.17A-10, 17A-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 7,000 0 0 0 7,000 0
Annual Time Burden (Hours) 7,000 0 0 0 7,000 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/23/1991


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