NOTICE REQUIREMENTS FOR EXEMPTIONS FROM RULES 10B-6, 10B-7, AND 10B-8, 17 CFR 240

ICR 199104-3235-010

OMB: 3235-0397

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
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ICR Details
3235-0397 199104-3235-010
Historical Active
SEC
NOTICE REQUIREMENTS FOR EXEMPTIONS FROM RULES 10B-6, 10B-7, AND 10B-8, 17 CFR 240
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 07/23/1991
Retrieve Notice of Action (NOA) 04/25/1991
  Inventory as of this Action Requested Previously Approved
04/30/1994 04/30/1994
240 0 0
48 0 0
0 0 0

THE EXEMPTIONS WILL FACILITATE AND EXPEDITE MULTINATIONAL SECURITIES OFFERINGS, EXEMPT FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, BY PERMITTING NOTICE OF INTENT TO USE THE EXEMPTIONS RATHER THAN INDIVIDUAL APPLICATIONS AND RESPONSES. AFFECTED PUBLIC: CERTAIN SECURITIES DEALERS, INCLUDING FOREIGN AFFILIATES OF U.S. DEALERS WHO A DISTRIBUTION PARTICIPANTS IN MULTINATIONAL OFFERINGS.

None
None


No

1
IC Title Form No. Form Name
NOTICE REQUIREMENTS FOR EXEMPTIONS FROM RULES 10B-6, 10B-7, AND 10B-8, 17 CFR 240

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 240 0 0 240 0 0
Annual Time Burden (Hours) 48 0 0 48 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/25/1991


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