Information Collection

Form Adv-e, Cover Sheet For Each Certificate Of Accounting Of Client Securities And Funds In The Possession Or Custody Of An Investment Adviser

IC 159514 under ICR 199106-3235-016 · OMB 3235-0361.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	FORM ADV-E, COVER SHEET FOR EACH CERTIFICATE OF ACCOUNTING OF CLIENT SECURITIES AND FUNDS IN THE POSSESSION OR CUSTODY OF AN INVESTMENT ADVISER	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2223				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,200	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,200	0	1,200
Annual IC Time Burden (Hours)	60	-59,940	60,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.