OMB control number
Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in the custody of an investment adviser
OMB 3235-0361 · SEC.
OMB 3235-0361
Form ADV-E is the cover sheet for accountant examination certificates filed pursuant to rule 206(4)-2 under the Investment Advisers Act by certain investment advisers retaining custody of client securities or funds.
The latest form for Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in the custody of an investment adviser expires 2028-01-31 and is listed under ICR 202409-3235-022.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0361: Form ADV-E filings 
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Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form 2223 form ADV-E | Form and Instruction |
| Form 2223 Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser. | Form and Instruction |
| 2024 12 13_89 FR 101082_3235-0361_Submission.pdf | Supplementary Document |
| 2024 12 13_89 FR 101082_3235-0361_Submission.pdf | Supplementary Document |
| 89 FR 81119 (OMB 3235–0361).pdf | Supplementary Document |
| Supporting Statement Form ADV-E (2024).pdf | Supporting Statement A |
| Supporting Statement Form ADV-E (2024).pdf | Supporting Statement A |
 Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser. |
Form and Instruction |
| Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser. |
Form and Instruction |