Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in the custody of an investment adviser
OMB 3235-0361
OMB 3235-0361
Form ADV-E is the cover sheet for accountant examination certificates filed pursuant to rule 206(4)-2 under the Investment Advisers Act by certain investment advisers retaining custody of client securities or funds.
The latest form for Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in the custody of an investment adviser expires 2022-03-31 and can be found here.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0361: Form ADV-E filings 
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Latest Forms, Documents, and Supporting Material
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Form and Instruction |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Form 2223 Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser.
3235-0361.pdf
Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser. All Historical Document Collections
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