FORM ADV-E, COVER SHEET FOR EACH CERTIFICATE OF ACCOUNTING OF CLIENT SECURITIES AND FUNDS IN THE POSSESSION OR CUSTODY OF AN INVESTMENT ADVISER

ICR 198906-3235-005

OMB: 3235-0361

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0361 198906-3235-005
Historical Active 198808-3235-006
SEC
FORM ADV-E, COVER SHEET FOR EACH CERTIFICATE OF ACCOUNTING OF CLIENT SECURITIES AND FUNDS IN THE POSSESSION OR CUSTODY OF AN INVESTMENT ADVISER
No material or nonsubstantive change to a currently approved collection   No
Emergency 06/19/1989
Approved with change 06/19/1989
Retrieve Notice of Action (NOA) 06/19/1989
  Inventory as of this Action Requested Previously Approved
07/31/1991 07/31/1991 07/31/1991
1,200 0 1,200
60,000 0 60,000
0 0 0

FORM ADV-E, COVER SHEET FOR EACH CERTIFICATE OF ACCOUNTING OF CLIENT SECURITIES AND FUNDS IN THE POSSESSION OR CUSTODY OF AN INVESTMENT ADVISER.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,200 1,200 0 0 0 0
Annual Time Burden (Hours) 60,000 60,000 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/19/1989


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