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Federal forms, ICRs, and supporting documents

Information Collection

Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser.

IC 34918 under ICR 202409-3235-022 · OMB 3235-0361.

Documents and Forms
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Document Type
Form and Instruction
Form and Instruction
Form and Instruction
IC Document
IC Document
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Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser. 270-318
 
No Modified
 
Mandatory
 
17 CFR 275.206(4)-2

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction 2223 form ADV-E formadv-e.pdf http://www.sec.gov/about/forms/formadv-e.pdf Yes Yes Fillable Fileable

Economic Development Financial Sector Oversight

Division of Investment Management Records  83 FR 6893

1,568 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 1,998 0 0 222 0 1,776
Annual IC Time Burden (Hours) 100 0 0 11 0 89
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
SEC SORN-69 SEC SORN.pdf 11/27/2018
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.