REPORTS REGARDING AGED RECORD DIFFERENCES, BUY-INS, AND FAILURE TO POST CERTIFICATE DETAIL TO MASTER SECURITYHOLDER AND SUBSIDIARY FILES (17 CFR 240.17AD-11)

ICR 199111-3235-004

OMB: 3235-0274

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0274 199111-3235-004
Historical Active 198901-3235-003
SEC
REPORTS REGARDING AGED RECORD DIFFERENCES, BUY-INS, AND FAILURE TO POST CERTIFICATE DETAIL TO MASTER SECURITYHOLDER AND SUBSIDIARY FILES (17 CFR 240.17AD-11)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/04/1992
Retrieve Notice of Action (NOA) 11/15/1991
  Inventory as of this Action Requested Previously Approved
02/28/1995 02/28/1995 01/31/1992
300 0 300
150 0 150
0 0 0

THIS COLLECTION AFFECTS REGISTERED TRANSFER AGENTS. IT IS NEEDED TO OBTAIN DISCLOSURE OF OPERATIONAL DIFFICULTY OR IRRESPONSIBLE TRANSFER AGENT FUNCTIONING. IT IS USED BY APPROPRIATE REGULATORY AGENCIES FOR EXAMINATION PURPOSES AND TO DETERMINE WHAT ACTION IS NECESSARY TO PROTECT PUBLIC INVESTORS AND SECURITIES INDUSTRY IN GENERAL.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 300 300 0 0 0 0
Annual Time Burden (Hours) 150 150 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/15/1991


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