NOTICE OF ASSUMPTION OR TERMINATION OF TRANSFER AGENT SERVICES (RULE 17AD-16)

ICR 199201-3235-004

OMB: 3235-0413

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
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ICR Details
3235-0413 199201-3235-004
Historical Active
SEC
NOTICE OF ASSUMPTION OR TERMINATION OF TRANSFER AGENT SERVICES (RULE 17AD-16)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 04/22/1992
Retrieve Notice of Action (NOA) 01/27/1992
  Inventory as of this Action Requested Previously Approved
02/28/1995 02/28/1995
450 0 0
225 0 0
0 0 0

RULE 17AD-16 WOULD REQUIRE REGISTERED TRANSFER AGENTS TO FILE WITH A QUALIFIED REGISTERED SECURITIES DEPOSITORY WRITTEN NOTICE OF ASSUMPTION OR TERMINATION OF TRANSFER AGENT SERVICES ON BEHALF OF AN ISSUER OR A CHANGE OF NAME OR ADDRESS.

None
None


No

1
IC Title Form No. Form Name
NOTICE OF ASSUMPTION OR TERMINATION OF TRANSFER AGENT SERVICES (RULE 17AD-16)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 450 0 0 450 0 0
Annual Time Burden (Hours) 225 0 0 225 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/27/1992


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