EXCLUSION FROM THE DEFINITION OF INVESTMENT COMPANY FOR CERTAIN STRUCTURED FINANCINGS -- RULE 3A-7 UNDER THE INVESTMENT COMPANY ACT

ICR 199206-3235-005

OMB: 3235-0414

Federal Form Document

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Name
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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0414 199206-3235-005
Historical Active
SEC
EXCLUSION FROM THE DEFINITION OF INVESTMENT COMPANY FOR CERTAIN STRUCTURED FINANCINGS -- RULE 3A-7 UNDER THE INVESTMENT COMPANY ACT
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 07/31/1992
Retrieve Notice of Action (NOA) 06/08/1992
  Inventory as of this Action Requested Previously Approved
06/30/1995 06/30/1995
54 0 0
864 0 0
0 0 0

PROPOSED RULE 3A-7 WOULD EXCLUDE CERTAIN ISSUERS THAT POOL INCOME-PRODUCING ASSETS AND ISSUE SECURITIES BACKED BY THOSE ASSETS ("STRUCTURED FINANCINGS") FROM THE DEFINITION OF "INVESTMENT COMPANY" UNDER THE INVESTMENT COMPANY ACT OF 1940.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 54 0 0 54 0 0
Annual Time Burden (Hours) 864 0 0 864 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/08/1992


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