Information Collection

Registration Of Fiduciaries As Broker-dealers Rule 15b1-4

IC 157914 under ICR 199207-3235-023 · OMB 3235-0016.

Documents and Forms

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Document Name	Document Type

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IC Title:

REGISTRATION OF FIDUCIARIES AS BROKER-DEALERS RULE 15B1-4

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE NO. FOR	No	No
Form	17 CFR	No	No
Form	240.15B1-4	No	No
Form	RULE 15B1-4	No	No

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 5

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	5	5
Annual IC Time Burden (Hours)	25	25
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.