Registration Of Fiduciaries As Broker-dealers Rule 15b1-4

REGISTRATION OF FIDUCIARIES AS BROKER-DEALERS RULE 15B1-4

OMB: 3235-0016

IC ID: 157914

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REGISTRATION OF FIDUCIARIES AS BROKER-DEALERS RULE 15B1-4
 
No Migrated
 
Mandatory
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form RULE NO. FOR No No
Form 17 CFR No No
Form 240.15B1-4 No No
Form RULE 15B1-4 No No


    

5 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 5 0 0 0 0 5
Annual IC Time Burden (Hours) 25 0 0 0 0 25
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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