OMB control number
Registration Of Fiduciaries As Broker-dealers Rule 15b1-4
OMB 3235-0016 · SEC.
OMB 3235-0016
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 REGISTRATION OF FIDUCIARIES AS BROKER-DEALERS RULE 15B1-4 |
Form |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 199207-3235-023 | Extension without change of a currently approved collection | 1992-07-23 | Approved without change | |
| 198908-3235-003 | Extension without change of a currently approved collection | 1989-08-03 | Approved without change | |
| 198904-3235-027 | No material or nonsubstantive change to a currently approved collection | 1989-04-07 | Approved with change | |
| 198607-3235-002 | Extension without change of a currently approved collection | 1986-07-07 | Approved without change | |
| 198306-3235-005 | Extension without change of a currently approved collection | 1983-06-28 | Approved without change | |
| 198106-3235-008 | New collection (Request for a new OMB Control Number) | 1981-06-16 | Approved without change |