OMB
.report
Search
Rule 15b1-2 Under Securities Exchange Act Of 1934. Statement Of Financial Condition For Application For Registration As A Broker Or Dealer.
RULE 15B1-2 UNDER SECURITIES EXCHANGE ACT OF 1934. STATEMENT OF FINANCIAL CONDITION FOR APPLICATION FOR REGISTRATION AS A BROKER OR DEALER.
OMB: 3235-0020
IC ID: 157935
OMB.report
SEC
OMB 3235-0020
ICR 199207-3235-027
IC 157935
( )
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
RULE 15B1-2 UNDER SECURITIES EXCHANGE ACT OF 1934. STATEMENT OF FINANCIAL CONDITION FOR APPLICATION FOR REGISTRATION AS A BROKER OR DEALER.
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Migrated
Obligation to Respond:
Mandatory
CFR Citation:
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
17 CFR
No
No
Form
RULE 15B1-2
No
No
Federal Enterprise Architecture Business Reference Module
Line of Business:
Subfunction:
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
3,000
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
3,000
0
0
0
0
3,000
Annual IC Time Burden (Hours)
9,000
0
0
0
0
9,000
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.