OMB control number
Rule 15b1-2 Under Securities Exchange Act Of 1934. Statement Of Financial Condition For Application For Registration As A Broker Or Dealer.
OMB 3235-0020 · SEC.
OMB 3235-0020
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 RULE 15B1-2 UNDER SECURITIES EXCHANGE ACT OF 1934. STATEMENT OF FINANCIAL CONDITION FOR APPLICATION FOR REGISTRATION AS A BROKER OR DEALER. |
Form |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 199207-3235-027 | Extension without change of a currently approved collection | 1992-07-23 | Approved without change | |
| 198908-3235-004 | Extension without change of a currently approved collection | 1989-08-03 | Approved without change | |
| 198904-3235-044 | No material or nonsubstantive change to a currently approved collection | 1989-04-25 | Approved with change | |
| 198607-3235-005 | Revision of a currently approved collection | 1986-07-07 | Approved without change | |
| 198306-3235-003 | Extension without change of a currently approved collection | 1983-06-28 | Approved without change | |
| 198106-3235-012 | New collection (Request for a new OMB Control Number) | 1981-06-16 | Approved without change |