NOTICE OF SELF-REGULATORY ORGANIZATIONS OF PROPOSED ADMISSION TO OR CONTINUANCE IN MEMBERSHIP OR PARTICIPATION OR ASSOCIATION WITH A MEMBER OF ANY PERSON ... (RULE 19H-1)
ICR 199207-3235-032
OMB: 3235-0259
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0259 can be found here:
NOTICE OF SELF-REGULATORY
ORGANIZATIONS OF PROPOSED ADMISSION TO OR CONTINUANCE IN MEMBERSHIP
OR PARTICIPATION OR ASSOCIATION WITH A MEMBER OF ANY PERSON ...
(RULE 19H-1)
Extension without change of a currently approved collection
RULE 19H-1(A), (C) THROUGH (E) AND
(G), ADOPTED ON JULY 8, 1977, PRESCRIBES THE FORM AND CONTENT OF
NOTICES BY SRO'S OF PROPOSED ADMISSION TO OR CONTINUANCE IN
MEMBERSHIP OR PARTICIPATION WITH A MEMBER OF ANY PERSON SUBJECT TO
A STATUTORY DISQUALIFICATION AND APPLICATIONS TO THE COMMISSION FOR
RELIEF THEREFROM.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.