EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF 1933 FOR OFFERS AND SALES OF SECURITIES PURSUANT TO THE TERMS -- RULES 710, 702, 703, AND FORM701

ICR 199212-3235-008

OMB: 3235-0347

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0347 199212-3235-008
Historical Active 199002-3235-002
SEC
EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF 1933 FOR OFFERS AND SALES OF SECURITIES PURSUANT TO THE TERMS -- RULES 710, 702, 703, AND FORM701
Extension without change of a currently approved collection   No
Regular
Approved without change 03/22/1993
Retrieve Notice of Action (NOA) 12/23/1992
  Inventory as of this Action Requested Previously Approved
03/31/1996 03/31/1996 03/31/1993
500 0 500
500 0 500
0 0 0

RULES 701, 702, AND 703 AND FORM 701 PERMIT COMPANIES THAT ARE NOT SUBJECT TO THE REPORTING PROVISIONS OF THE FEDERAL SECURITIES LAWS TO OFFER AND SELL THEIR SECURITIES TO THEIR EMPLOYEES UNDER CERTAIN CIRCUMSTANCES WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 500 500 0 0 0 0
Annual Time Burden (Hours) 500 500 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/23/1992


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