REGULATIONS PERTAINING TO THE RESPONSIBILITIES OF CONTRACT MARKETS AND THEIR MEMBERS

ICR 199306-3038-001

OMB: 3038-0022

Federal Form Document

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ICR Details
3038-0022 199306-3038-001
Historical Active 199303-3038-001
CFTC
REGULATIONS PERTAINING TO THE RESPONSIBILITIES OF CONTRACT MARKETS AND THEIR MEMBERS
Revision of a currently approved collection   No
Regular
Approved without change 06/15/1993
Retrieve Notice of Action (NOA) 06/07/1993
  Inventory as of this Action Requested Previously Approved
06/30/1996 06/30/1996 06/30/1996
13,422 0 6,913
816,951 0 811,570
0 0 0

THE PROPOSED RECORDKEEPING AND REPORTING REQUIREMENTS ARE NEEDED TO: (1) ENSURE THAT CONTRACT MARKETS INFORM CUSTOMERS OF DISCIPLINARY MATTERS INVOLVING THEIR ACCOUNTS, AND (2) FACILITATE IMPLEMENTATION AND OVERSIGHT BY CONTRACT MARKETS AND THE COMMISSION OF PROHIBITED DUAL TRADING ACTIVITIES BY FLOOR BROKERS, EXCEPTIONS AND EXEMPTIONS.

None
None


No

1
IC Title Form No. Form Name
REGULATIONS PERTAINING TO THE RESPONSIBILITIES OF CONTRACT MARKETS AND THEIR MEMBERS

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 13,422 6,913 0 6,509 0 0
Annual Time Burden (Hours) 816,951 811,570 0 5,381 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/07/1993


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