NOTIFICATION OF CHANGES IN SECURITIES ADMITTED TO UNLISTED TRADING PRIVILEGES -- RULE 12F-2, 17 CFR 240.12F-2, AND FORM 27, 17 CFR 249.27

ICR 199310-3235-009

OMB: 3235-0248

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0248 199310-3235-009
Historical Active 199101-3235-014
SEC
NOTIFICATION OF CHANGES IN SECURITIES ADMITTED TO UNLISTED TRADING PRIVILEGES -- RULE 12F-2, 17 CFR 240.12F-2, AND FORM 27, 17 CFR 249.27
Extension without change of a currently approved collection   No
Regular
Approved without change 01/11/1994
Retrieve Notice of Action (NOA) 10/14/1993
  Inventory as of this Action Requested Previously Approved
03/31/1997 03/31/1997 02/28/1994
1 0 1
1 0 1
0 0 0

RULE 12F-2 AND FORM 27, UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 ("ACT"), ADOPTED IN 1934 AND 1955 RESPECTIVELY, ARE DESIGNED TO INFORM TRADING PRIVILEGES. THIS INFORMATION IS NECESSARY TO ENABLE THE COMMISSION TO DISCHARGE ITS STATUTORILY-MANDATED OVERSIGHT RESPONSIBILITIES WITH RESPECT TO UNLISTED TRADING PRIVILEGES.

None
None


No

1
IC Title Form No. Form Name
NOTIFICATION OF CHANGES IN SECURITIES ADMITTED TO UNLISTED TRADING PRIVILEGES -- RULE 12F-2, 17 CFR 240.12F-2, AND FORM 27, 17 CFR 249.27 FORM 27:, 1855

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/14/1993


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