CUSTODY OF SECURITIES WITH MEMBERS OF NATIONAL SECURITIES EXCHANGES -- RULE 171-1 UNDER THE INVESTMENT COMPANY ACT OF 1940

ICR 199402-3235-008

OMB: 3235-0222

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0222 199402-3235-008
Historical Active 199101-3235-025
SEC
CUSTODY OF SECURITIES WITH MEMBERS OF NATIONAL SECURITIES EXCHANGES -- RULE 171-1 UNDER THE INVESTMENT COMPANY ACT OF 1940
Extension without change of a currently approved collection   No
Regular
Approved without change 04/19/1994
Retrieve Notice of Action (NOA) 02/24/1994
  Inventory as of this Action Requested Previously Approved
04/30/1997 04/30/1997 04/30/1994
400 0 400
400 0 400
0 0 0

THE RULE REQUIRES THAT SEVERAL DOCUMENTS BE FILED WITH THE COMMISSION IN CONNECTION WITH CERTAIN CUSTODIAL ARRANGEMENTS. THE SUBMISSION OF THE CUSTODIAL CONTRACT TO THE COMMISSION ASSURES THE COMMISSION THAT A CONTRACT EXISTS IN COMPLIANCE WITH THE INVESTMENT COMPANY ACT. THE SUBMISSION OF THE ACCOUNTANT'S CERTIFICATE ENSURES THAT THE INVESTMENT COMPANY'S SECURITIES ARE SUBJECT TO SOUND AUDITING PROCEDURES.

None
None


No

1
IC Title Form No. Form Name
CUSTODY OF SECURITIES WITH MEMBERS OF NATIONAL SECURITIES EXCHANGES -- RULE 171-1 UNDER THE INVESTMENT COMPANY ACT OF 1940

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 400 400 0 0 0 0
Annual Time Burden (Hours) 400 400 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/24/1994


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