IMPLEMENTING REGULATIONS: GOVERNMENT SECURITIES ACT OF 1986

ICR 199403-1535-002

OMB: 1535-0089

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
127747
Migrated
ICR Details
1535-0089 199403-1535-002
Historical Active 199104-1535-002
TREAS/BPD
IMPLEMENTING REGULATIONS: GOVERNMENT SECURITIES ACT OF 1986
Revision of a currently approved collection   No
Regular
Approved without change 06/06/1994
Retrieve Notice of Action (NOA) 03/11/1994
  Inventory as of this Action Requested Previously Approved
05/31/1997 05/31/1997 05/31/1994
51,687 0 102,003
432,915 0 432,170
0 0 0

THESE REGULATIONS REQUIRE GOVERNMENT SECURITIES BROKERS AND DEALERS TO MAKE AND KEEP RECORDS CONCERNING THEIR BUSINESS ACTIVITIES AND THEIR HOLDINGS OF SECURITIES, TO SUBMIT FINANCIAL REPORTS, AND TO MAKE CERTA OF DISCLOSURES TO INVESTORS. THE REGULATIONS ALSO REQUIRE DEPOSITORY INSTITUTIONS TO KEEP RECORDS CONCERNING NON-FIDUCIARY HOLDINGS OF GOVERNMENT SECURITIES. THE GOAL IS INVESTOR PROTECTION.

None
None


No

1
IC Title Form No. Form Name
IMPLEMENTING REGULATIONS: GOVERNMENT SECURITIES ACT OF 1986

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 51,687 102,003 0 0 -50,316 0
Annual Time Burden (Hours) 432,915 432,170 0 0 745 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/11/1994


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