THE INVESTMENT ADVISERS ACT OF 1940 -- RULE 204-1, 17 CFR 275.204-1

ICR 199405-3235-002

OMB: 3235-0048

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0048 199405-3235-002
Historical Active 199402-3235-021
SEC
THE INVESTMENT ADVISERS ACT OF 1940 -- RULE 204-1, 17 CFR 275.204-1
Revision of a currently approved collection   No
Regular
Approved without change 05/13/1994
Retrieve Notice of Action (NOA) 05/10/1994
  Inventory as of this Action Requested Previously Approved
05/31/1997 05/31/1997 01/31/1997
20,088 0 20,118
21,438 0 21,618
0 0 0

RULE 204-1 SETS FORTH CIRCUMSTANCES REQUIRING THE FILING OF AN AMENDMENT TO FORM ADV. INFORMATION PROVIDED ENSURES THE ACCURACY OF FORM ADV.

None
None


No

1
IC Title Form No. Form Name
THE INVESTMENT ADVISERS ACT OF 1940 -- RULE 204-1, 17 CFR 275.204-1 SEC 1707

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20,088 20,118 0 -30 0 0
Annual Time Burden (Hours) 21,438 21,618 0 -180 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/10/1994


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