NOTIFICATION UNDER REGULATION E OF THE SECURITIES ACT OF 1933 FOR SMALL BUSINESS INVESTMENT COMPANIES -- FORM 1-E, RULE 604 NOTIFICATION ON FORM 1-E, RULE 605 FILING....
ICR 199504-3235-002
OMB: 3235-0232
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0232 can be found here:
NOTIFICATION UNDER REGULATION
E OF THE SECURITIES ACT OF 1933 FOR SMALL BUSINESS INVESTMENT
COMPANIES -- FORM 1-E, RULE 604 NOTIFICATION ON FORM 1-E, RULE 605
FILING....
Extension without change of a currently approved collection
FORM 1-E AND IN MOST CASES AN OFFERING
CIRCULAR ARE FILED TO NOTIFY THE COMMISSION OF AN INTENTION TO SEEK
AN EXEMPTION FROM REGISTRATION PROVIDED BY REGULATION E.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.