Information Collection

Class Exemption for Certain Transactions Involving Employee Benefit Plans and Securities Broker-dealers (Replacing PTE 97-1 and PTE 84-46)

IC 121541 under ICR 199506-1210-017 · OMB 1210-0059.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1210-0059 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Class Exemption for Certain Transactions Involving Employee Benefit Plans and Securities Broker-dealers (Replacing PTE 97-1 and PTE 84-46)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 163,562	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	327,124	327,124
Annual IC Time Burden (Hours)	64,743	64,743
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.