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Federal forms, ICRs, and supporting documents

OMB control number

Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers

OMB 1210-0059 ยท DOL/EBSA.

OMB 1210-0059

Prohibited Transaction Exemption 86-128 (as amended) permits persons who serve as fiduciaries for employee benefit plans to effect or execute securities transactions on behalf of employee benefit plans.

The latest form for Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers expires 2027-05-31 and is listed under ICR 202403-1210-005.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
1210-0059 PTE 86-128 Supporting Statement 04.05.24 (clean).docxSupporting Statement A
Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers Other-PTE 1986-128

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202403-1210-005 Revision of a currently approved collection 2024-04-25 Approved without change
202308-1210-006 Revision of a currently approved collection 2023-11-03 Comment filed on proposed rule and continue
202204-1210-004 Extension without change of a currently approved collection 2022-06-28 Approved without change
201906-1210-003 Revision of a currently approved collection 2019-06-28 Approved without change
201603-1210-005 Revision of a currently approved collection 2016-04-08 Approved without change
201503-1210-001 Revision of a currently approved collection 2015-04-20 Comment filed on proposed rule and continue
201412-1210-005 Extension without change of a currently approved collection 2015-01-27 Approved without change
201108-1210-004 Extension without change of a currently approved collection 2011-09-29 Approved without change
200807-1210-005 Extension without change of a currently approved collection 2008-08-14 Approved without change
200509-1210-001 No material or nonsubstantive change to a currently approved collection 2005-09-19 Approved without change
200506-1210-001 Extension without change of a currently approved collection 2005-06-22 Approved without change
200205-1210-001 Revision of a currently approved collection 2002-05-10 Approved without change
200112-1210-004 Extension without change of a currently approved collection 2001-12-19 Approved without change
199809-1210-015 Extension without change of a currently approved collection 1998-09-30 Approved without change
199506-1210-017 Reinstatement with change of a previously approved collection 1995-06-28 Approved without change
199011-1210-001 Revision of a currently approved collection 1990-11-07 Not subject to PRA and continue
198803-1210-001 No material or nonsubstantive change to a currently approved collection 1988-03-15 Approved with change
198801-1210-001 Revision of a currently approved collection 1988-01-21 Approved without change
198612-1210-002 Revision of a currently approved collection 1986-12-19 Approved without change
198607-1210-001 Reinstatement with change of a previously approved collection 1986-07-31 Approved without change
198510-1210-001 Revision of a currently approved collection 1985-10-10 Approved without change
198501-1210-003 Revision of a currently approved collection 1985-01-29 Approved without change
198404-1210-001 New collection (Request for a new OMB Control Number) 1984-04-05 Approved without change