Prohibited Transaction Exemption 86-128

ICR 200509-1210-001

OMB: 1210-0059

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
38407
Migrated
ICR Details
1210-0059 200509-1210-001
Historical Active 200506-1210-001
DOL/EBSA
Prohibited Transaction Exemption 86-128
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 09/19/2005
Retrieve Notice of Action (NOA) 09/19/2005
  Inventory as of this Action Requested Previously Approved
08/31/2008 08/31/2008 08/31/2008
593,909 0 528,909
104,363 0 93,530
218,000 0 184,000

PTE 86-128 (as amended) permits persons who serve as fiduciaries for employee benefit plans to effect or execute securities transactions on behalf of employee benefit plans.

None
None


No

1
IC Title Form No. Form Name
Prohibited Transaction Exemption 86-128

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 593,909 528,909 0 0 65,000 0
Annual Time Burden (Hours) 104,363 93,530 0 0 10,833 0
Annual Cost Burden (Dollars) 218,000 184,000 0 0 34,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/19/2005


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