Rule 3a-4 - Status of Investment Advisory Programs Form N-3a-4 - Notification of Reliance on Rule 3a-4 under the Investment Company Act

ICR 199508-3235-005

OMB: 3235-0459

Federal Form Document

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Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0459 199508-3235-005
Historical Active
SEC
Rule 3a-4 - Status of Investment Advisory Programs Form N-3a-4 - Notification of Reliance on Rule 3a-4 under the Investment Company Act
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 09/11/1995
Retrieve Notice of Action (NOA) 08/09/1995
  Inventory as of this Action Requested Previously Approved
09/30/1998 09/30/1998
4,672,036 0 0
1,168,724 0 0
0 0 0

Rule 3a-4 under the Investment Company Act provides a nonexclusive safe harbor from the definition of investment company for certain investment advisory programs. Form N-3a-4 is to be filed with the Commission by sponsors intending to rely on Rule 3a-4.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,672,036 0 0 4,672,036 0 0
Annual Time Burden (Hours) 1,168,724 0 0 1,168,724 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/09/1995


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