Stabilizing and Other Activities in Connection with an Offering -- Rule 104, 17 CFR 242.104

ICR 199605-3235-012

OMB: 3235-0465

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0465 199605-3235-012
Historical Active
SEC
Stabilizing and Other Activities in Connection with an Offering -- Rule 104, 17 CFR 242.104
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 06/20/1996
Retrieve Notice of Action (NOA) 05/15/1996
  Inventory as of this Action Requested Previously Approved
06/30/1999 06/30/1999
522 0 0
522 0 0
0 0 0

Participants in a distribution would collect information and provide the required notice regarding stabilizing syndicate covering transactions and penalty bids. The Commission would not receive this information and would only examine it upon request in the event of an investigation. Investors and the market in general would use this information in evaluating the price of the security distribution.

None
None


No

1
IC Title Form No. Form Name
Stabilizing and Other Activities in Connection with an Offering -- Rule 104, 17 CFR 242.104

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 522 0 0 522 0 0
Annual Time Burden (Hours) 522 0 0 522 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/15/1996


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