Market to Market for Dealers in Securities: Equity Interests in Related Parties and the Dealer-Customer Relationship -- FI-32-95 (NPRM)

ICR 199606-1550-003

OMB: 1550-0089

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
1550-0089 199606-1550-003
Historical Active 199607-1545-035
TREAS/OTS
Market to Market for Dealers in Securities: Equity Interests in Related Parties and the Dealer-Customer Relationship -- FI-32-95 (NPRM)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 07/26/1996
Retrieve Notice of Action (NOA) 06/14/1996
  Inventory as of this Action Requested Previously Approved
07/31/1999 07/31/1999
12,000 0 0
6,000 0 0
0 0 0

If the final regulations permit the election described in the preamble, the information would be necessary for the Service to determine whether a consolidated group has elected to disregard inter-member transactions in determining a member's status as a dealer in securities.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 12,000 0 0 12,000 0 0
Annual Time Burden (Hours) 6,000 0 0 6,000 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/14/1996


© 2024 OMB.report | Privacy Policy