Qualification Requirements for Transactions in Certain Securities

ICR 199701-3064-001

OMB: 3064-0123

Federal Form Document

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ICR Details
3064-0123 199701-3064-001
Historical Active
FDIC
Qualification Requirements for Transactions in Certain Securities
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 02/28/1997
Retrieve Notice of Action (NOA) 01/07/1997
  Inventory as of this Action Requested Previously Approved
02/29/2000 02/29/2000
70 0 0
2,741 0 0
0 0 0

Bank sales representatives who recommend or sell securities as bank employees must meet qualification requirements parallel to those governing registered broker dealers.

None
None


No

1
IC Title Form No. Form Name
Qualification Requirements for Transactions in Certain Securities

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 70 0 0 70 0 0
Annual Time Burden (Hours) 2,741 0 0 2,741 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/07/1997


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