Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof -- 17 CFR Section 270.17a-7

ICR 199701-3235-001

OMB: 3235-0214

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0214 199701-3235-001
Historical Active 199310-3235-004
SEC
Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof -- 17 CFR Section 270.17a-7
Extension without change of a currently approved collection   No
Regular
Approved without change 04/02/1997
Retrieve Notice of Action (NOA) 01/02/1997
  Inventory as of this Action Requested Previously Approved
04/30/2000 04/30/2000 03/31/1997
500 0 500
500 0 500
0 0 0

Rule 17a-7 requires various records to be kept in connection with certain purchase or sale transactions between registered investment companies and certain of their affiliates to facilitate the Commission's monitoring of transactions executed under the rule.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 500 500 0 0 0 0
Annual Time Burden (Hours) 500 500 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/02/1997


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