Information Collection

Cover Sheet for Each Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Adviser -- Form ADV-E

IC 34915 under ICR 199705-3235-007 · OMB 3235-0361.

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Information Collection (IC) Details

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IC Title:	Cover Sheet for Each Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Adviser -- Form ADV-E	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC2223				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 303	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	303	-449	752
Annual IC Time Burden (Hours)	15	-23	38
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.