Distribution of Shares by Registered Open-End Management Investment Company -- Rule 12b-1, 17 CFR 270.12b-1, under the Investment Company Act of 1940

ICR 199705-3235-011

OMB: 3235-0212

Federal Form Document

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ICR Details
3235-0212 199705-3235-011
Historical Active 199405-3235-012
SEC
Distribution of Shares by Registered Open-End Management Investment Company -- Rule 12b-1, 17 CFR 270.12b-1, under the Investment Company Act of 1940
Extension without change of a currently approved collection   No
Regular
Approved without change 07/22/1997
Retrieve Notice of Action (NOA) 05/21/1997
  Inventory as of this Action Requested Previously Approved
07/31/2000 07/31/2000 07/31/1997
16,660 0 12,800
166,600 0 128,000
0 0 0

Rule 12b-1 permits registered open-end management investment companies to distribute their own securities and pay expenses of distribution provided the company adopts a written distribution plan and meets certain other requirements.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 16,660 12,800 0 0 3,860 0
Annual Time Burden (Hours) 166,600 128,000 0 0 38,600 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/21/1997


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