Uniformity of State Registration Requirements for Securities and Securities Transactions

ICR 199706-3235-003

OMB: 3235-0492

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0492 199706-3235-003
Historical Active
SEC
Uniformity of State Registration Requirements for Securities and Securities Transactions
New collection (Request for a new OMB Control Number)   No
Emergency 06/20/1997
Approved without change 07/14/1997
Retrieve Notice of Action (NOA) 06/20/1997
  Inventory as of this Action Requested Previously Approved
12/31/1997 12/31/1997
1,250 0 0
625 0 0
0 0 0

This survey will be provided to State securities administrators, companies, broker/dealers, attorneys, and others to gather information with respect to the extent of uniformity of State registration requirements for securities and securities transactions. Cooperation with the survey will be voluntary.

None
None


No

1
IC Title Form No. Form Name
Uniformity of State Registration Requirements for Securities and Securities Transactions

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,250 0 0 1,250 0 0
Annual Time Burden (Hours) 625 0 0 625 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/20/1997


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