Information Collection

"Cash Payments for Client Solicitations" -- Rule 206(4)-3 under the Investment Advisers Act of 1940, 17 CFR 275.206(4)-3

IC 34672 under ICR 199707-3235-008 · OMB 3235-0242.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0242 can be found here:

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Information Collection (IC) Details

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IC Title:	"Cash Payments for Client Solicitations" -- Rule 206(4)-3 under the Investment Advisers Act of 1940, 17 CFR 275.206(4)-3	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 4,577	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	50,347	10,879	39,468
Annual IC Time Burden (Hours)	9,018	-16,242	25,260
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.