Information Collection

Custody or Possession of Funds or Securities of Clients -- Rule 206(4)-2 under the Investment Advisers Act of 1940

IC 34667 under ICR 199709-3235-008 · OMB 3235-0241.

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Information Collection (IC) Details

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IC Title:	Custody or Possession of Funds or Securities of Clients -- Rule 206(4)-2 under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 111	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	250	-150,750	151,000
Annual IC Time Burden (Hours)	13,875	-61,625	75,500
Annual IC Cost Burden (Dollars)	444,000,000	444,000,000	0

Documents for IC

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