Rule 206(4)-2 under the Investment Advisers Act of 1940--Custody of Funds or Securities of Clients by Investment Advisers

OMB 3235-0241

OMB 3235-0241

Rule 206(4)-2 under the Investment Advisers Act of 1940 requires advisers to protect the assets that their advisory clients have entrusted to their custody.

The latest form for Rule 206(4)-2 under the Investment Advisers Act of 1940--Custody of Funds or Securities of Clients by Investment Advisers expires 2022-08-31 and can be found here.

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Extension without change of a currently approved collection 2019-04-16
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Revision of a currently approved collection 2004-12-06
Comment filed on proposed rule and continue
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Approved without change
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Approved without change
Extension without change of a currently approved collection 1997-09-23
Approved without change
Revision of a currently approved collection 1994-10-06
Approved without change
Revision of a currently approved collection 1991-10-31
Approved without change
Revision of a currently approved collection 1988-11-23
Approved without change
Extension without change of a currently approved collection 1986-01-24
Approved without change
Reinstatement with change of a previously approved collection 1982-12-03
Approved without change
New collection (Request for a new OMB Control Number) 1981-11-03

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