Information Collection Request
Rule 223-1 under the Investment Advisers Act of 1940
ICR 202305-3235-021 · OMB 3235-0241 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0241 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Supporting Statement_Rule 223-1_(2023).pdf |
Supporting Statement A | Uploaded 2023-05-22 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34671 |  Rule 206(4)-2 under the Investment Advisers Act of 1940--Custody of Funds or Securities of Clients by Investment Advisers |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0241 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202205-3235-017 |
| Agency Tracking No | IM-270-217 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |