Information Collection

Rule 206(4)-2, Custody of Funds or Securities of Clients by Investment Advisers

IC 34671 under ICR 202504-3235-016 · OMB 3235-0241.

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Information Collection (IC) Details

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IC Title:	Rule 206(4)-2, Custody of Funds or Securities of Clients by Investment Advisers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 9,210	Number of Respondents for Small Entity: 50

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	33,514,391	9,380,962	24,133,429
Annual IC Time Burden (Hours)	315,925	27,723	288,202
Annual IC Cost Burden (Dollars)	176,577,000	2,210,000	174,367,000

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