Information Collection

Investment Advisers -- Form ADV under the Investment Advisers Act of 1940, 17 CFR 275.203-1, 17 CFR 275.204-1, 17 CFR 279.1

IC 34128 under ICR 199711-3235-004 · OMB 3235-0049.

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Information Collection (IC) Details

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IC Title:	Investment Advisers -- Form ADV under the Investment Advisers Act of 1940, 17 CFR 275.203-1, 17 CFR 275.204-1, 17 CFR 279.1	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1707				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8,060	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	12,570	1,913	10,657
Annual IC Time Burden (Hours)	19,448	1,321	18,127
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.