Information Collection

Net Capital Requirements for Brokers or Dealers Definitions -- NRSRO Rule 15c3-1(c)(13), 17 CFR 240.15c3-1(c)(13)

IC 35257 under ICR 199712-3235-015 · OMB 3235-0499.

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IC Title:	Net Capital Requirements for Brokers or Dealers Definitions -- NRSRO Rule 15c3-1(c)(13), 17 CFR 240.15c3-1(c)(13)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	10	10
Annual IC Time Burden (Hours)	1,000	1,000
Annual IC Cost Burden (Dollars)	0	0

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