Survey of Research and Development Funding and Performance by Nonprofit Organizations

Forms and Documents

Document	Type	Status	Availability

No forms / supporting documents in this ICR. Check IC Document Collections.

IC Document Collections

IC ID	Collection	Type	Status	Form
33048	Survey of Research and Development Funding and Performance by Nonprofit Organizations	Form	Migrated

ICR Details

OMB Control No: 3145-0170	ICR Reference No: 199812-3145-005
Status: Historical Active	Previous ICR Reference No: 199710-3145-001
Agency/Subagency: NSF	Agency Tracking No:
Title: Survey of Research and Development Funding and Performance by Nonprofit Organizations
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Emergency	Approval Requested By: 12/30/1998
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/19/1999
	Date Received in OIRA: 12/30/1998
Terms of Clearance: Approved consistent with NSF's memo of 1/19/99 and the following terms of clearance: 1) OMB notes that in the original implementation of this survey in 1998, very low response rates were achieved. The approval for this extension allows NSF to re-issue a streamlined version of the previous survey to non-respondents, and thus raise the overall response rate. 2) NSF will send the initial screener only to those respondents (i.e. non-respondents to the 1998 survey) whose status is unknown. 3) NSF will revise the survey instrument to include the standard burden disclosure paragraph. 4) Absent unsusual circumstances, NSF will in the future publish only on federal register notice when seeking emergency clearance under the PRA so as not to confuse potential public commenters.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/1999	07/31/1999
Responses	3,443	0	0
Time Burden (Hours)	3,294	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: NSF needs these data to update 1973 statistics on the nonprofit sector's R&D spending and performance. NSF provides data to Congress and other policymakers on all economic sector's R&D funding and performance so that realistic funding, reporting, and tax policies can be made. Data will be published in NSF reports and made available to respondents, researchers, government agencies, and the general public. Respondents are nonprofit organizations that performed or funded at least $250,000 in R&D in 1996.

Emergency Justfication:

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Survey of Research and Development Funding and Performance by Nonprofit Organizations	1400, 1401, 1402

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,443	0	0	3,443	0	0
Annual Time Burden (Hours)	3,294	0	0	3,294	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/30/1998

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