Supplemental Material of Registered Clearing Agencies -- Rule 17a-22, 17 CFR 240.17a-22

ICR 199907-3235-005

OMB: 3235-0196

Federal Form Document

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Document
Name
Status
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IC Document Collections
ICR Details
3235-0196 199907-3235-005
Historical Active 199607-3235-006
SEC
Supplemental Material of Registered Clearing Agencies -- Rule 17a-22, 17 CFR 240.17a-22
Extension without change of a currently approved collection   No
Regular
Approved without change 09/07/1999
Retrieve Notice of Action (NOA) 07/13/1999
  Inventory as of this Action Requested Previously Approved
09/30/2002 09/30/2002 09/30/1999
3,400 0 2,800
510 0 420
4,930,000 0 3,500,000

Registered clearing agencies must send the Commission copies of material that the clearing agency distributes to participants and other business contacts. Rule 17a-22 permits the Commission to stay informed about the clearing agency's activities and enables it to monitor the clearing agency's compliance with the statute and applicable regulations.

None
None


No

1
IC Title Form No. Form Name
Supplemental Material of Registered Clearing Agencies -- Rule 17a-22, 17 CFR 240.17a-22

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,400 2,800 0 0 600 0
Annual Time Burden (Hours) 510 420 0 0 90 0
Annual Cost Burden (Dollars) 4,930,000 3,500,000 0 0 1,430,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/13/1999


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