OMB control number
Rule 17a-22, Supplemental Material of Registered Clearing Agencies
OMB 3235-0196 · SEC.
OMB 3235-0196
Registered clearing agencies must send the Commission copies of materials the clearing agency distributes or makes generally available to its participants and other business contacts. Rule 17a-22 (17 CFR 240.17a-22) enables the Commission to stay informed about the clearing agency's activities and enhances the Commission's monitoring of the clearing agency's compliance with the Securities Exchange Act of 1934 and applicable regulations.
The latest form for Rule 17a-22, Supplemental Material of Registered Clearing Agencies expires 2029-07-31 and is listed under ICR 202603-3235-015.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0196_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 3235-0196_2026_05553_2.pdf | Public Comments |
| 3235-0196 Supporting Statement (2026 Extension).pdf | Supporting Statement A |
| 3235-0196_60-Day Collection Notice.pdf | Supplementary Document |
 Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies |
Information collection |