Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies

OMB 3235-0196

OMB 3235-0196

Registered clearing agencies must send the Commission copies of materials the clearing agency distributes or makes generally available to its participants and other business contacts. Rule 17a-22 enables the Commission to stay informed about the clearing agency's activities and enhances the Commission's monitoring of the clearing agency's compliance with the Securities Exchange Act of 1934 and applicable regulations.

The latest form for Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies expires 2023-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material
Document
Name
Supporting Statement A
All Historical Document Collections
Comment filed on proposed rule and continue
 Revision of a currently approved collection 2023-06-26
Approved without change
 Extension without change of a currently approved collection 2023-03-03
Approved without change
 Revision of a currently approved collection 2020-04-20
Approved without change
 Extension without change of a currently approved collection 2017-05-05
Approved without change
 Extension without change of a currently approved collection 2014-04-30
Approved without change
 Extension without change of a currently approved collection 2011-05-27
Approved without change
 Extension without change of a currently approved collection 2008-07-24
Approved without change
 Extension without change of a currently approved collection 2005-07-26
Approved without change
 Extension without change of a currently approved collection 2002-07-24
Approved without change
 Extension without change of a currently approved collection 1999-07-13
Approved without change
 Extension without change of a currently approved collection 1996-07-31
Approved without change
 Revision of a currently approved collection 1993-08-25
Approved without change
 Reinstatement with change of a previously approved collection 1991-01-23
Approved with change
 No material or nonsubstantive change to a currently approved collection 1989-05-05
Approved without change
 Revision of a currently approved collection 1987-12-03
Approved without change
 Revision of a currently approved collection 1984-10-05
Approved without change
 New collection (Request for a new OMB Control Number) 1981-10-27
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