Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies

OMB 3235-0196

OMB 3235-0196

Registered clearing agencies must send the Commission copies of materials the clearing agency distributes or makes generally available to its participants and other business contacts. Rule 17a-22 enables the Commission to stay informed about the clearing agency's activities and enhances the Commission's monitoring of the clearing agency's compliance with the Securities Exchange Act of 1934 and applicable regulations.

The latest form for Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies expires 2023-06-30 and can be found here.

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Extension without change of a currently approved collection 1996-07-31
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Revision of a currently approved collection 1993-08-25
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Reinstatement with change of a previously approved collection 1991-01-23
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Revision of a currently approved collection 1987-12-03
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Revision of a currently approved collection 1984-10-05
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New collection (Request for a new OMB Control Number) 1981-10-27

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