Rule 17a-22, 17 CFR 240.17a-22: Supplemental Material of Registered Clearing Agencies

ICR 200207-3235-020

OMB: 3235-0196

Federal Form Document

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ICR Details
3235-0196 200207-3235-020
Historical Active 199907-3235-005
SEC
Rule 17a-22, 17 CFR 240.17a-22: Supplemental Material of Registered Clearing Agencies
Extension without change of a currently approved collection   No
Regular
Approved without change 09/26/2002
Retrieve Notice of Action (NOA) 07/24/2002
In accordance with 5 CFR 1320, this information collection is approved for a period of 3 years. The agency is reminded that item 14 on the 83-I (cost burden) is recorded in thousands of dollars.
  Inventory as of this Action Requested Previously Approved
10/31/2005 10/31/2005 09/30/2002
3,600 0 3,400
540 0 510
5,000 0 4,930,000

Registered clearing agencies must send the Commission copies of material that the clearing agency distributes to participants and other business contacts. Rule 17a-22 permits the Commission to stay informed about the clearing agency's activities and enables it to monitor the clearing agency's compliance with the statute and applicable regulations.

None
None


No

1
IC Title Form No. Form Name
Rule 17a-22, 17 CFR 240.17a-22: Supplemental Material of Registered Clearing Agencies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,600 3,400 0 0 200 0
Annual Time Burden (Hours) 540 510 0 0 30 0
Annual Cost Burden (Dollars) 5,000 4,930,000 0 0 -4,925,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/24/2002


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