SUPPLEMENTAL MATERIAL OF REGISTERED CLEARING AGENCIES, RULE 17A-22 (17 CFR 240.17A-22)

ICR 198110-3235-054

OMB: 3235-0196

Federal Form Document

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ICR Details
3235-0196 198110-3235-054
Historical Active
SEC
SUPPLEMENTAL MATERIAL OF REGISTERED CLEARING AGENCIES, RULE 17A-22 (17 CFR 240.17A-22)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/01/1981
Retrieve Notice of Action (NOA) 10/27/1981
  Inventory as of this Action Requested Previously Approved
12/31/1984 12/31/1984
4,980 0 0
498 0 0
0 0 0

WHEN CLEARING AGENCIES ISSUE ANY NOTICES TO THEIR PARTICIPANTS, THEY MUST SEND COPIES TO THE COMMISSION. THE RULE ENABLES THE COMMISSION TO DETERMINE WHETHER CLEARING AGENCIES HAVE MODIFIED THEIR RULES WITHO COMPLYING WITH SECTION 19(B) OF THE SECURITIES EXCHANGE ACT OF 1934 AN TO MONITOR GENERALLY CLEARING AGENCIES. THE RULE WAS ADOPTED ON OCTOBER 30, 1980.

None
None


No

1
IC Title Form No. Form Name
SUPPLEMENTAL MATERIAL OF REGISTERED CLEARING AGENCIES, RULE 17A-22 (17 CFR 240.17A-22)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,980 0 0 0 4,980 0
Annual Time Burden (Hours) 498 0 0 0 498 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/27/1981


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