Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies

ICR 201103-3235-008

OMB: 3235-0196

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2011-05-27
IC Document Collections
ICR Details
3235-0196 201103-3235-008
Historical Active 200805-3235-020
SEC TM-70-202
Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies
Extension without change of a currently approved collection   No
Regular
Approved without change 06/28/2011
Retrieve Notice of Action (NOA) 05/27/2011
  Inventory as of this Action Requested Previously Approved
06/30/2014 36 Months From Approved 08/31/2011
800 0 1,200
200 0 300
3,200 0 0

Registered clearing agencies must send the Commission copies of materials the clearing agency distributes or makes generally available to its participants and other business contacts. Rule 17a-22 enables the Commission to stay informed about the clearing agency's activities and enhances the Commission's monitoring of the clearing agency's compliance with the Securities Exchange Act of 1934 and applicable regulations.

US Code: 15 USC 78q-1 Name of Law: Securities Exchange Act of 1934, Section 17A
  
None

Not associated with rulemaking

  76 FR 16018 03/22/2011
76 FR 30983 05/27/2011
No

1
IC Title Form No. Form Name
Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 800 1,200 0 0 -400 0
Annual Time Burden (Hours) 200 300 0 0 -100 0
Annual Cost Burden (Dollars) 3,200 0 0 0 3,200 0
No
No
The reduction in the estimated respondent reporting and total annualized cost burdens from the previous submission in 2008 is due to the reduction in the number of active registered clearing agencies.

$0
No
No
No
No
No
Uncollected
David Karasik 202 942-4895 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/27/2011


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