SUPPLEMENTAL MATERIAL OF REGISTERED CLEARING AGENCIES -- RULE 17A-22, 17 CFR 240.17A-22

ICR 199308-3235-034

OMB: 3235-0196

Federal Form Document

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Status
No forms / supporting documents in this ICR. Check IC Document Collections.
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ICR Details
3235-0196 199308-3235-034
Historical Active 199101-3235-007
SEC
SUPPLEMENTAL MATERIAL OF REGISTERED CLEARING AGENCIES -- RULE 17A-22, 17 CFR 240.17A-22
Revision of a currently approved collection   No
Regular
Approved without change 11/22/1993
Retrieve Notice of Action (NOA) 08/25/1993
  Inventory as of this Action Requested Previously Approved
11/30/1996 11/30/1996 01/31/1994
6,000 0 6,000
900 0 900
0 0 0

REGISTERED CLEARING AGENCIES MUST SEND THE COMMISSION COPIES OF MATERIAL THAT THE CLEARING AGENCY DISTRIBUTES TO PARTICIPANTS AND OTHER BUSINESS CONTACTS. THIS KEEPS THE SEC INFORMED OF THE CLEARING AGENCY'S ACTIVITIES, ENABLING THE SEC TO MONITOR ITS COMPLIANCE WITH THE STATUTE AND APPLICABLE REGULATIONS.

None
None


No

1
IC Title Form No. Form Name
SUPPLEMENTAL MATERIAL OF REGISTERED CLEARING AGENCIES -- RULE 17A-22, 17 CFR 240.17A-22

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6,000 6,000 0 0 0 0
Annual Time Burden (Hours) 900 900 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/25/1993


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