"Books and Records To Be Maintained by Advisers" -- Rule 204-2 under the Investment Advisers Act of 1940, 17 CFR 204-2

ICR 199908-3235-005

OMB: 3235-0278

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0278 199908-3235-005
Historical Active 199612-3235-023
SEC
"Books and Records To Be Maintained by Advisers" -- Rule 204-2 under the Investment Advisers Act of 1940, 17 CFR 204-2
Revision of a currently approved collection   No
Regular
Approved without change 09/20/1999
Retrieve Notice of Action (NOA) 08/12/1999
  Inventory as of this Action Requested Previously Approved
09/30/2002 09/30/2002 04/30/2000
8,200 0 6,300
1,933,854 0 1,483,461
0 0 0

Rule 204-2 under the Investment Advisers Act of 1940 sets forth the books and records that registered investment advisers must maintain and preserve.

None
None


No

1
IC Title Form No. Form Name
"Books and Records To Be Maintained by Advisers" -- Rule 204-2 under the Investment Advisers Act of 1940, 17 CFR 204-2

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8,200 6,300 0 13 1,887 0
Annual Time Burden (Hours) 1,933,854 1,483,461 0 3,000 447,393 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/12/1999


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