Year 2000 Safety and Soundness Standards for National Bank Transfer Agents and Broker-Dealers

ICR 199909-1557-001

OMB: 1557-0214

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
1557-0214 199909-1557-001
Historical Active
TREAS/OCC
Year 2000 Safety and Soundness Standards for National Bank Transfer Agents and Broker-Dealers
New collection (Request for a new OMB Control Number)   No
Emergency 09/10/1999
Approved without change 09/10/1999
Retrieve Notice of Action (NOA) 09/07/1999
  Inventory as of this Action Requested Previously Approved
03/31/2000 03/31/2000
98 0 0
161 0 0
0 0 0

The OCC needs national bank transfer agents and national bank brokers or dealers to identify bank transfer agent and broker-dealer systems that are not Year 2000 ready and to prepare business resumption contingency plans for any systems that are identified as non-Year 2000 ready. The guidelines establish Year 2000 safety and soundness standards under section 39 of the FDI Act. The OCC will use the information to ensure Y2K readiness.

None
None


No

1
IC Title Form No. Form Name
Year 2000 Safety and Soundness Standards for National Bank Transfer Agents and Broker-Dealers

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 98 0 0 98 0 0
Annual Time Burden (Hours) 161 0 0 161 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/07/1999


© 2024 OMB.report | Privacy Policy